SEC Charges Intercontinental Exchange and Nine Affiliates Including the New York Stock Exchange with Failing to Inform the Commission of a Cyber Intrusion

The Intercontinental Exchange (ICE) is set to pay a $10 million penalty to settle charges from the Securities and Exchange Commission (SEC). The charges allege that ICE failed to timely advise the SEC of a cyber intrusion on its own and its nine subsidiaries’ systems, including the New York Stock Exchange, as required by regulation. ICE neither admitted nor denied the violation but agreed to the cease-and-desist order and monetary penalty.